Broker

Field 1.15 | Matching Date: n/a | Tolerance: n/a | Agent Lender Data Provision: No>

Status: Best Practice Finalised, Last Updated: 26/04/2021

Field 1.15 | Matching Date: n/a | Tolerance: n/a | Agent Lender Data Provision: No

Description:
The unique code of the entity that acts as intermediary for the reporting counterparty without becoming a counterparty to the SFT itself. For securities lending transactions, broker does not include the agent lender.

Best Practice:
Where a Broker is used, this field shall contain a valid LEI recognised by GLEIF. The LEI shall pertain to a legal entity and not a branch.

The status of the LEI for all message templates, can be either:

• Issued

• Lapsed

• Pending Transfer

• Pending Archival (SFTR-17)