ISLA logo

Omni Bookings - SFTR compliant model Best Practice

Omni Bookings - SFTR compliant model Best Practice



Best Practice

Corporate Actions teams can continue to make block bookings at an agent level, but the reporting of the CA activity must be reported on an LEI level, matching the beneficial owners' allocations as provided either directly by the Agent Lenders or via vendor platforms. Please refer to ISLA's SFTR Best Practice resources for further breakdown.
Example: (Click here to view) (COAC-121 FOR ISLA REVIEW)


Already a member? Login to your account

Interested in Becoming a Member?

ISLA’s members span the breadth and depth of the securities lending industry, and there are many benefits of joining the Association’s network.

Become a member today