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Fixed Income Events

Market Value - No | ISIN - No | Trade Status - Transferable not tradable | SFTR Report - Not Report

Description

Unlisted escrow lines

Best Practice

TBC (COAC-102)

Scenario: Cross Border events - if client is not set up in the resultant market

Market Value - - | ISIN - - | Trade Status - Transferable not tradable | SFTR Report - Not Report

Description

In these cases, best practice is to unwind the SFT before the event is unwound or settle outside the SFT with cash

Best Practice

TBC (COAC-101)

CVRS - If non-tradable or in paper form (as with Cross Border)

Market Value - No | ISIN - No | Trade Status - Transferable not tradable | SFTR Report - Not Report

Description

If non-tradable or in paper form (as with Cross Border)

Best Practice

TBC (COAC-100)

CVRS - Normal Tradable

Market Value - Yes | ISIN - Yes | Trade Status - Tradable | SFTR Report - Reported

Description

Normal Tradable

Best Practice

TBC (COAC-99)

Warrants - If non-tradable or in paper form (as with Cross Border)

Market Value - No | ISIN - No | Trade Status - Transferable not tradable | SFTR Report - Not Report

Description

If non-tradable or in paper form (as with Cross Border)

Best Practice

TBC (COAC-98)

Warrants - Normal Tradable

Market Value - Yes | ISIN - Yes | Trade Status - Tradable | SFTR Report - Reported

Description

Normal Tradable

Best Practice

TBC (COAC-97)

Rapids (accelerated Pro Rata Issue) - Non-renounceable

Market Value - No | ISIN - No | Trade Status - Transferable not tradable | SFTR Report - Not Report

Description

Non-renounceable

Best Practice

TBC (COAC-96)

Rapids (accelerated Pro Rata Issue) - Renounceable

Market Value - Yes | ISIN - Yes | Trade Status - Tradable | SFTR Report - Reported

Description

Renounceable

Best Practice

TBC (COAC-95)

Swedish Rights

Market Value - Yes | ISIN - Yes | Trade Status - Tradable | SFTR Report - Reported

Description

Redemption share

Best Practice

TBC (COAC-94)

German Takeover

Market Value - Yes | ISIN - Yes | Trade Status - Tradable | SFTR Report - Reported

Description

This accented line is tradable

Best Practice

TBC (COAC-93)

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