Status: SEC APPROVED RULES 2.1.25 Last Updated:
Proposed Rule 6520 (Participation in SLATE) would establish the requirements applicable to Covered Persons and Reporting Agents with respect to participation in SLATE.
Rule 6510 would define a “SLATE Participant” as “any person that reports securities loan information to SLATE, directly or indirectly.”
“SLATE Participant” therefore would include both persons who connect to SLATE directly to report Covered Securities Loan information, including Reporting Agents, as well as any Covered Person who has engaged a Reporting Agent or other agent.
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